Nebraska Banking and Finance

Filing Requirements for Regulation D Offerings

Read more about Filing Requirements for Regulation D Offerings

Securities Notice Filings & Registrations

Read more about Securities Notice Filings & Registrations

Broker-Dealer & Broker-Dealer Agent Registration Renewal Information

Read more about Broker-Dealer & Broker-Dealer Agent Registration Renewal Information

Broker-Dealer & Broker-Dealer Agent Registration Information

Read more about Broker-Dealer & Broker-Dealer Agent Registration Information

Broker-Dealer & Broker-Dealer Agent Regulation

Read more about Broker-Dealer & Broker-Dealer Agent Regulation

Broker-Dealer & Broker-Dealer Agent Forms

Read more about Broker-Dealer & Broker-Dealer Agent Forms

Broker-Dealers & Broker-Dealer Agents

Read more about Broker-Dealers & Broker-Dealer Agents

NDBF Team

Read more about NDBF Team

Annual Reports

Read more about Annual Reports

Monthly Activity Reports

Read more about Monthly Activity Reports

PO Box 95006
1526 K St #300
Lincoln, NE 68508

Financial Institutions Division
(402) 471-2171
Bureau of Securities
(402) 471-3445
Consumer Hotline
(877) 471-3445

About
Searches
Industries

Reports
Consumers
Contact

© 2024 State of Nebraska
|
Nebraska.gov
|
Policies
|
Login