Important Notification! - NDBF Securities Citizenship Verification Process Update

Effective December 2018, a new portal will be available for Investment Advisers and Broker-Dealers to submit information for the citizenship verification process.  Information about the new portal can be found here.

Continuing Education Resources

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FINRA Continuing Education Information
Securities Industry Regulatory Council on Continuing Education
The North American Securities Administrators Association (NASAA) Exam Links