Investment Advisers
Investment Adviser firms must submit uniform filings using the Investment Adviser Registration Depository (IARD) IARD Web Site
Additional forms necessary are listed below.
Form ADV
Affidavit of Investment Adviser Activity in Nebraska
Corporate Resolution
Surety Bond
Investment Adviser Representatives
IA Representatives must submit uniform filings using the Investment Adviser Registration Depository (IARD) IARD Web Site
For more information on Investment Adviser and Investment Adviser Representative registrations, please visit our Registration Information page.
