NDBF Team

NDBF Team

Kelly Lammers - Director
Darcy L. Bailar - Deputy Director, Financial Institutions
Claire McHenry - Deputy Director, Bureau of Securities
Patricia A. Humlicek Herstein - Agency General Counsel
Vacant - Business Manager
Michael Fabry - Agency Chief Information Technology Officer
Melissa Berglund - Public Information Officer

 

Banks, Trust Companies and Credit Unions

Brody Focken - Review Examiner
Shannon Van Houten - Review Examiner
Alex Thorson - Review Examiner
William Lawrence - Financial Institutions Counsel
Jissell Cruz - Administrative Programs Officer

  • Requests for executive officer license applications, director applications, applications and licenses for credit unions, questions regarding pledged securities, and forms for Directors exam and supervisory committee approvals

 

Digital Asset Depositories

Christopher German - Money Transmitter & Digital Assets Counsel
Vacant - Digital Assets Administrative Assistant

 

Mortgage Loan Companies and Originators, Sales Finance Companies, Small Loan Companies, Delayed Deposit Services, and Money Transmitters

Scott Peter - Consumer Financial Services Review Examiner

  • Mortgage, Installment, DDS and related non-depository institutions

Bryce Miller - Consumer Finance Counsel

  • Mortgage Bankers, Mortgage Loan Originator

Christopher German - Money Transmitter Counsel and Digital Assets Lead Attorney

Thomas Vergith - Senior Staff Attorney

  • DDS, Installment Sales, Installment Loans, Securities Exemptions

Susie Hansen - Consumer Financial Services Licensing Coordinator

  • Mortgage bankers and loan originator information

Vacant - Consumer Financial Services Office Specialist

  • Non-depository institutions

Ann Divis - Paralegal

Michael Shaw - Paralegal

  • Mortgage-Related complaints

 

Bureau of Securities

Claire McHenry - Deputy Director, Bureau of Securities

  • Investigations

Rodney R. Griess - Registrations and Compliance Supervisor

  • Investment adviser and broker-dealer licensing, registration and compliance, and citizenship verification

Mike Cameron - Securities Bureau Counsel
Samantha Dailey - Investigations Supervisor
Thomas Vergith - Senior Staff Attorney

  • Securities Exemptions

William Jones - Securities Analyst

  • Securities registrations, loan brokers, business opportunities, and investigations

Daniel Rodriguez - Securities Analyst

  • Investment adviser representative and broker-dealer agent licensing, registration and compliance

Debbie Yost - Senior Securities Administrative Specialist

  • Securities exemptions, business opportunities, and franchises

Morgan Johnson - Registration Administrative Specialist

  • Investment adviser and broker-dealer licensing and citizenship verification

Sarah Brogan - Securities Administrative Specialist

  • Securities registrations and notice filings

 

Legal Division

Patricia A. Humlicek Herstein - Agency General Counsel
William Lawrence - Financial Institutions Counsel
Mike Cameron - Securities Bureau Counsel
Bryce Miller - Consumer Finance Counsel
Christopher German - Money Transmitter & Digital Assets Counsel
Thomas Vergith - Senior Staff Attorney​
Ann Divis - Paralegal
Michael Shaw - Paralegal
Vacant- Executive Assistant
Debbie Yost - Senior Securities Administrative Specialist

 

Administration/Accounting

Vacant - Business Manager
Julie Foral - Accounting & Receptionist
Grace Rittenburg - Accounting and Records Specialist

 

Agency Technology

Michael Fabry - Agency Chief Information Technology Officer
Steve Covert - Senior Database Developer
Farha Naz Raquib Tanni- Data Analytics and Visualization Specialist

Field Examination Team

Omaha Examiners

Jose Salinas - Supervising Examiner
Jim McTygue
Jonathon Bade
Chase Bradbury
Henry Dean
Michael McKown
Naomi Adams 

 

Kearney Examiners

Mike Miller - Supervising Examiner
Taylor Simmerman
Corey Lienemann
Tyler Mestl
William Dowse
Scott Lamon

 

Lincoln Examiners

Brian Nielsen - Supervising Examiner
Ben Kiolbasa
Conna Wiese
Henry Gonzalez
Austin Malone
Jonathon Bartholomew
Spencer Lyon
Mike Ramos

 

Examiner Specialist

Michelle Lindner - Accounting Specialist
Jaunita Koerner - BSA Examiner Specialist
Rachel Newell - IT Examiner Specialist
Jose Salinas - Capital Markets Examiner Specialist
Rhonda Johnson - Trust Examiner Specialist

 

Non-Depository Examiners

Jeff L. Peterson
Brian Simpson
Grant Dittman
Kylee Adams

 

Securities Examiners

Jackie Walter - Securities Examiner Senior
Alfred Berchtold - Securities Examiner Senior
AJ Sipherd - Securities Examiner