NDBF Team

Kelly Lammers - Director
Darcy L. Bailar - Deputy Director, Financial Institutions
Claire McHenry - Deputy Director, Bureau of Securities
Patricia A. Humlicek Herstein - Agency General Counsel
Margo Sawyer - Business Manager
Michael Fabry - Agency Chief Information Technology Officer
Melissa Berglund - Public Information Officer

 

Banks, Trust Companies and Credit Unions
Brody Focken - Review Examiner
Shannon Van Houten - Review Examiner
Alex Thorson - Review Examiner
Tag Herbek - Financial Institutions Counsel
Vacant - Administrative Programs Officer

• Requests for executive officer license applications, director applications, applications and licenses for credit unions, questions regarding pledged securities, and forms for Directors exam and supervisory committee approvals

 

Digital Asset Depositories

Thomas Vergith - Senior Staff Attorney
Jissell Cruz - Digital Assets Administrative Assistant

 

Mortgage Loan Companies and Originators, Sales Finance Companies, Small Loan Companies, Delayed Deposit Services, and Money Transmitters

Scott Peter - Review Examiner

• Mortgage, Installment, DDS and related non-depository institutions

William Lawrence - Consumer Finance Counsel

• Mortgage Bankers, Mortgage Loan Originator

Christopher German - Money Transmitter Counsel
Bryce Miller - Staff Attorney

• DDS, Installment Sales, Installment Loans

Susie Hansen - Non-Depository Licensing Coordinator

• Mortgage bankers and loan originator information

Vacant - Office Specialist

• Non-depository institutions

Ann Divis - Paralegal

• Mortgage-Related complaints

 

Bureau of Securities

Claire McHenry - Deputy Director, Bureau of Securities

• Investigations

Rodney R. Griess - Registrations and Compliance Supervisor

• Investment adviser and broker-dealer licensing, registration and compliance, and citizenship verification

Mike Cameron - Securities Bureau Counsel
Samantha Billings - Investigations Supervisor
William Jones - Securities Analyst

• Securities registrations, loan brokers, business opportunities, and investigations

Daniel Rodriguez - Securities Analyst

• Investment adviser representative and broker-dealer agent licensing, registration and compliance

Debbie Yost - Senior Securities Administrative Specialist

• Securities exemptions, business opportunities, and franchises

Morgan Johnson - Registration Administrative Specialist

• Investment adviser and broker-dealer licensing and citizenship verification

Angela Kratzer - Securities Administrative Specialist

• Securities registrations and notice filings

 

Legal Division

Patricia A. Humlicek Herstein - Agency General Counsel
Tag Herbek - Financial Institutions Counsel
Mike Cameron - Securities Bureau Counsel
William Lawrence - Consumer Finance Counsel
Christopher German - Money Transmitter Counsel
Thomas Vergith - Senior Staff Attorney
Bryce Miller - Staff Attorney
Ann Divis - Paralegal
Michael Shaw - Paralegal
Sandra Blumanhourst - Executive Assistant
Debbie Yost - Senior Securities Administrative Specialist

 

Administration/Accounting

Margo Sawyer - Business Manager
Julie Foral - Accounting & Receptionist
Grace Rittenburg - Accounting and Records Specialist

 

Agency Technology

Michael Fabry - Agency Chief Information Technology Officer
Steve Covert - Senior Database Developer
Eric Carlson - Data Visualization Specialist