Nebraska Banking and Finance

Broker-Dealer & Broker-Dealer Agent Registration Information

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Broker-Dealer & Broker-Dealer Agent Regulation

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Broker-Dealer & Broker-Dealer Agent Forms

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Broker-Dealers & Broker-Dealer Agents

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NDBF Team

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Annual Reports

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Monthly Activity Reports

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Department Orders & Actions

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On-Line Securities Search and Verification

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Financial Industries We Regulate

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PO Box 95006
1526 K St #300
Lincoln, NE 68508

Financial Institutions Division
(402) 471-2171
Bureau of Securities
(402) 471-3445
Consumer Hotline
(877) 471-3445

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