United States Citizenship Attestation Form
Nebraska law requires state agencies to verify the lawful presence of individuals seeking professional licenses. All applicants seeking registrations as registered representatives and/or investment advisor representatives are required to verify and confirm their United States Citizenship or qualified legal alien status. Please complete the forms as appropriate and remit to the Department.
Investment Adviser firms must submit uniform filings using the Investment Adviser Registration Depository (IARD) IARD Web Site
Additional forms necessary are listed below.
Affidavit of Investment Adviser Activity in Nebraska
Net Capital Computation