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Official Nebraska Department of Banking and Finance Logo
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  1. Home

Broker-Dealers & Broker-Dealer Agents

  • Read more about Broker-Dealers & Broker-Dealer Agents

NDBF Team

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Annual Reports

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Monthly Activity Reports

  • Read more about Monthly Activity Reports

Department Orders & Actions

  • Read more about Department Orders & Actions

On-Line Securities Search and Verification

  • Read more about On-Line Securities Search and Verification

Financial Industries We Regulate

  • Read more about Financial Industries We Regulate

Investment Adviser & Investment Adviser Representative Renewal Information

  • Read more about Investment Adviser & Investment Adviser Representative Renewal Information

Securities Act of Nebraska

  • Read more about Securities Act of Nebraska

Broker-Dealer vs. Investment Adviser

  • Read more about Broker-Dealer vs. Investment Adviser

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Official Nebraska Department of Banking and Finance Logo

PO Box 95006
1526 K St #300
Lincoln, NE 68508

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CONTACT

  • Financial Institutions Division
    (402) 471-2171
  • Bureau of Securities
    (402) 471-3445
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    (877) 471-3445

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