Nebraska Department of Banking and Finance
  • Investment Adviser Seminar

    July 13, 2017

    NDBF to Hold August 17th Investment Adviser Compliance Seminar

    The Nebraska Department of Banking and Finance (“NDBF”)...

  • Securities Rules Update Announced

    Securities Act of Nebraska Rules Effective

    Comp...

Upcoming Events

Where: Training Room - Basement Level, 1526 K Street, Lincoln, NE 68508
When: August 17 @ 2:00PM

A review of newly enacted Securities Act of Nebraska rules and their impact on state-registered investment advisers. Participants may attend in person or electronically via webinar.  To register, click... Read More

Where: 1415 Harney Street, Omaha, NE 68102
When: August 24 @ 12:30PM

A discussion on common investment adviser examination findings, current regulatory focus areas and hot topics.  

Hosted by RIA Complaince Consultants, Inc. 

Where: Lincoln
When: September 25 @ 7:30PM

A discussion on safe investing and how to avoid investment fraud.  

Hosted by Nebraska PEO

Currently there are no upcoming events.