The 2018 Switch Notice Forms are available below. Switch Filings and Switch Legal Resources are also available below. If you have a question, please contact the Department.
Effective December 2018, a new portal will be available for Investment Advisers and Broker-Dealers to submit information for the citizenship verification process. Information about the new portal can be found here.
The 2018 Switch Notice Forms are available below. Switch Filings and Switch Legal Resources are also available below. If you have a question, please contact the Department.
