Effective December 2018, a new portal will be available for Investment Advisers and Broker-Dealers to submit information for the citizenship verification process. Information about the new portal can be found here.
Hosted by: NASAA
The North American Securities Administrators Association (NASAA) is hosting a special day-long event to focus on the latest threats and developments in cybersecurity, particularly for small and mid-size investment advisers. The roundtable will feature cybersecurity experts from the Federal Bureau of Investigation, the U.S. Treasury Department, state securities agencies, federal and industry regulators, and industry. People may participate in person or electronically. Additional information about the event, including the agenda, speakers, and how to register, is available at http://www.nasaa.org/about-us/events/cybersecurity-roundtable/.
Registration to participate electronically available at: http://events.commpartners.com/webcasts/nasaa2017junereg/
Providing information about NDBF's senior investor protection efforts
Hosted by Heartland Chapter ACFE
Panel discussion on financial literacy and investor protection