Nebraska Banking and Finance

Nebraska Department of Banking and Finance

Adult Protective Services Administrators' All-District Meeting

Event Location:

Southeast Community College - Rooms V-103 and V--104

Event Date:

Tuesday, October 24, 2017 - 10:00am to 11:00am

An overview of NDBF and review of financial documents.

Hosted by Adult Protective Services

Nebraska Tele Town Hall for Investors

Event Location:

Call

Event Date:

Tuesday, October 3, 2017 - 2:00pm

Outsmarting Investment Fraud in Nebraska – 10/3/17

Share fraud fighting information.

Hosted by SEC and AARP

Hurricane Harvey Consumer Alert

CONSUMER ALERT

Financial Institution Officers

Financial Institution Officer Exemptions

Investment Adviser Seminar

NDBF Investment Adviser Compliance Seminar

Event Location:

Training Room - Basement Level, 1526 K Street, Lincoln, NE 68508

Event Date:

Thursday, August 17, 2017 - 2:00pm to 3:30pm

A review of newly enacted Securities Act of Nebraska rules and their impact on state-registered investment advisers. Participants may attend in person or electronically via webinar. To register, click here to email the Bureau of Securities. Include in the email your name, firm, and whether you will attend in person or via webinar.

Securities Rules Update Announced

Nebraska Requirements for Regulation A Tier 2 Offerings

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PO Box 95006
1526 K St #300
Lincoln, NE 68508

Financial Institutions Division
(402) 471-2171
Bureau of Securities
(402) 471-3445
Consumer Hotline
(877) 471-3445

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