Nebraska Department of Banking and Finance

NDBF Investment Adviser Compliance Seminar

Event Location: 
Training Room - Basement Level, 1526 K Street, Lincoln, NE 68508
Event Date: 
Thursday, August 17, 2017 - 2:00pm to 3:30pm

A review of newly enacted Securities Act of Nebraska rules and their impact on state-registered investment advisers. Participants may attend in person or electronically via webinar.  To register, click here to email the Bureau of Securities.  Include in the email your name, firm, and whether you will attend in person or via webinar.

NASAA Cybersecurity Roundtable

Event Location: 
NASAA Corporate Office, 750 First Street, NE, Washington DC 20002.
Event Date: 
Friday, June 23, 2017 - 8:00am to 2:30pm

Hosted by: NASAA

The North American Securities Administrators Association (NASAA) is hosting a special day-long event to focus on the latest threats and developments in cybersecurity, particularly for small and mid-size investment advisers. The roundtable will feature cybersecurity experts from the Federal Bureau of Investigation, the U.S. Treasury Department, state securities agencies, federal and industry regulators, and industry. People may participate in person or electronically. Additional information about the event, including the agenda, speakers, and how to register, is available at http://www.nasaa.org/about-us/events/cybersecurity-roundtable/.

Registration to participate electronically available at: http://events.commpartners.com/webcasts/nasaa2017junereg/