Rulemaking Hearing

Event Location: 
First Nebraska Administrative Building, 1526 K Street, 4th Floor Lancaster Hearing Room, Lincoln, Nebraska 68508
Event Date: 
Thursday, September 22, 2022 - 1:30pm to 4:30pm

The purpose of the hearing is to take testimony and evidence concerning the following changes to the Rules and Regulations of the Department:  The proposed revision of 46 NAC  Chapters 1, 2, 3, 7, 8, 10, and 11.

2022 Securities Compliance Webinar

Event Location: 
WebEx
Event Date: 
Tuesday, August 16, 2022 - 10:00am to 11:00am

The Nebraska Department of Banking and Finance is pleased to offer a compliance webinar for state-registered investment advisers on August 16, 2022 at 10:00 AM. Mike Cameron, Department Legal Counsel, will discuss recent changes to SEC and Nebraska rules regarding marketing by investment advisers. This will take place via WebEx with the information below.

Webinar topic:
2022 Nebraska Compliance Webinar

Date and time:
Tuesday, Aug 16, 2022 10:00 am | (UTC-05:00) Central Time (US & Canada)

Join link:
https://sonvideo.webex.com/sonvideo/j.php?MTID=me3e8b3e8dbd2e75c8a6f727d...

Webinar number:
2488 284 1381

Webinar password: 
UeieB2v6WR4 (83432286 from phones)

Join by phone
+1-408-418-9388 United States Toll

Access code: 248 828 41381