Senior$afe
Event Location:
TD Ameritrade
Event Date:
Thursday, October 19, 2017 - 2:00pm to 3:00pm
A training program to educate financial professionals on how to recognize and report possible elder financial exploitation.
Hosted by TD Ameritrade
Adult Protective Services Administrators' All-District Meeting
Event Location:
Southeast Community College - Rooms V-103 and V--104
Event Date:
Tuesday, October 24, 2017 - 10:00am to 11:00am
An overview of NDBF and review of financial documents.
Hosted by Adult Protective Services
Nebraska Tele Town Hall for Investors
Event Location:
Call
Event Date:
Tuesday, October 3, 2017 - 2:00pm
Outsmarting Investment Fraud in Nebraska – 10/3/17
Share fraud fighting information.
Hosted by SEC and AARP
Hurricane Harvey Consumer Alert
CONSUMER ALERT
Financial Institution Officers
Financial Institution Officer Exemptions
Investment Adviser Seminar
NDBF Investment Adviser Compliance Seminar
Event Location:
Training Room - Basement Level, 1526 K Street, Lincoln, NE 68508
Event Date:
Thursday, August 17, 2017 - 2:00pm to 3:30pm
A review of newly enacted Securities Act of Nebraska rules and their impact on state-registered investment advisers. Participants may attend in person or electronically via webinar. To register, click here to email the Bureau of Securities. Include in the email your name, firm, and whether you will attend in person or via webinar.
