Important Notification! - NDBF Securities Citizenship Verification Process Update

Effective December 2018, a new portal will be available for Investment Advisers and Broker-Dealers to submit information for the citizenship verification process.  Information about the new portal can be found here.

NDBF Investment Adviser Compliance Seminar

Event Location: 
Training Room - Basement Level, 1526 K Street, Lincoln, NE 68508
Event Date: 
Thursday, August 17, 2017 - 2:00pm to 3:30pm

A review of newly enacted Securities Act of Nebraska rules and their impact on state-registered investment advisers. Participants may attend in person or electronically via webinar.  To register, click here to email the Bureau of Securities.  Include in the email your name, firm, and whether you will attend in person or via webinar.