Nebraska Department of Banking and Finance

Broker-Dealers & Broker-Dealer Agents

Industry Resources

Regulatory & Community Links
Continuing Education Resources

 

News & Press Releases

News Releases
Nebraska Public Meeting Calendar

 

Regulatory Staff

Staff

 

Use of Designations

The Nebraska Department of Banking and Finance, Bureau of Securities issues an interpretative opinion regarding the use of designations in advertising by investment adviser representatives and broker-dealer agents. The Department periodically reviews the list of designations.

Read Interpretative Opinion & Approved Designations