Chapter 8, Article 11
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8-1101. Terms, defined.
8-1101.01. Federal rules and regulations adopted under the Investment Advisors Act of 1940 or the Securities Act of 1933, defined.
8-1102. Fraudulent and other prohibited practices.
8-1103. Broker-dealers, issuer-dealers, agents, investment advisers, and investment adviser representatives; registration; procedure; exceptions; conditions; renewal; fees; accounts and other records; revocation or withdrawal of registration; when; powers of director regarding persons engaged or engaging in securities business.
8-1103.01. Repealed. Laws 2003, LB 217, § 50.
8-1104. Registration of securities; exceptions.
8-1105. Repealed. Laws 2013, LB 214, § 13.
8-1106. Registration by coordination.
8-1107. Registration by qualification.
8-1108. Registration of securities; requirements; fees; effective date; reports; director, powers.
8-1108.01. Securities; sale without registration; cease and desist order; fine; lien; hearing.
8-1108.02. Federal covered security; filing; director; powers; sales; requirements; fees; consent to service of process.
8-1108.03. Federal covered security; filing fee; notice; open-end management company, face-amount certificate company, or unit investment trust; issue indefinite amount of securities; when.
8-1109. Registration of securities; denial, suspension, or revocation; grounds.
8-1109.01. Registration of securities; denial, suspension, or revocation; additional grounds.
8-1109.02. Registration of securities; order of denial, suspension, or revocation; notice; request for hearing; modification of order.
8-1110. Securities exempt from registration.
8-1111. Transactions exempt from registration.
8-1112. Registrant; subject to personal jurisdiction.
8-1113. False or misleading filings; unlawful.
8-1114. Unlawful representation concerning merits of registration or exemption.
8-1115. Investigations; subpoena; director; powers.
8-1115.01. Investigation or other proceeding; prohibited acts.
8-1116. Violations; injunction; receiver; appointment; additional court orders authorized.
8-1117. Violations; penalty.
8-1118. Violations; damages; statute of limitations.
8-1119. Appeal; procedure.
8-1120. Administration of act; Director of Banking and Finance; powers and duties; use of information for personal benefit prohibited; Securities Act Cash Fund; created; use; investment; transfers; document filed, when.
8-1121. Exemption or exception; burden of proof.
8-1122. Act; how construed.
8-1122.01. Federal limits rejected.
8-1123. Act, how cited.
8-1124. Repealed. Laws 1988, LB 795, § 8.
