Chapter 8, Article 11
To print a PDF version without annotations or a complete source, click here. This file is placed on our website for your reference and convenience only. For an official version, please click on the listed statute below or visit the Nebraska Unicameral website.
8-1101. Terms, defined.
8-1102. Fraudulent and other prohibited practices.
8-1103. Broker-dealers, issuer-dealers, agents, investment advisers, and investment adviser representatives; registration; procedure; exceptions; conditions; renewal; fees; accounts and other records; revocation or withdrawal of registration; when.
8-1103.01. Repealed. Laws 2003. LB 217, s. 50.
8-1104. Registration of securities; exceptions.
8-1105. Repealed. Laws 2013, LB 214, s. 13.
8-1106. Registration by coordination.
8-1107. Registration by qualification.
8-1108. Registration of securities; requirements; fees; effective date; reports; director, powers.
8-1108.01. Securities; sale without registration; cease and desist order; fine; hearing.
8-1108.02. Federal covered security; filing; director; powers; sales; requirements.
8-1108.03. Federal covered security; filing fee; notice; open-end management company, face-amount certificate company, or unit investment trust; issue indefinite amount of securities; when.
8-1109. Registration of securities; denial, suspension, or revocation; grounds.
8-1109.01. Registration of securities; denial, suspension, revocation; additional grounds.
8-1109.02. Registration of securities; order of denial, suspension, or revocation; notice; request for hearing; modification of order.
8-1110. Securities exempt from registration.
8-1111. Transactions exempt from registration.
8-1112. Registrant; subject to personal jurisdiction.
8-1113. False or misleading filings; unlawful.
8-1114. Unlawful representation concerning merits of registration or exemption.
8-1115. Investigations; subpoena; director; powers.
8-1115.01. Investigation or other proceeding; prohibited acts.
8-1116. Violations; injunction; receiver; appointment; additional court orders authorized.
8-1117. Violations; penalty.
8-1118. Violations; damages; statute of limitations.
8-1119. Appeal; procedure.
8-1120. Administration of act; Director of Banking and Finance; powers and duties; use of information for personal benefit prohibited; Securities Act Cash Fund; created; use; investment; document filed, when.
8-1121. Exemption or exception; burden of proof.
8-1122. Act; how construed.
8-1122.01. Federal limits rejected.
8-1123. Act, how cited.
8-1124. Repealed. Laws 1988, LB 795, s. 8.
