Investor Protection and Fraud Prevention
A discussion on safe investing and how to avoid investment fraud.
Hosted by Association of Government Accountants
Senior$afe
A training program to educate financial professionals on how to recognize and report possible elder financial exploitation.
Hosted by TD Ameritrade
Adult Protective Services Administrators' All-District Meeting
An overview of NDBF and review of financial documents.
Hosted by Adult Protective Services
Nebraska Tele Town Hall for Investors
Outsmarting Investment Fraud in Nebraska – 10/3/17
Share fraud fighting information.
Hosted by SEC and AARP
Financial Institution Officer Exemptions
Forms
Guidelines for Exemptions from Financial Institution Officer Licenses
Election of Executive Officer License Exemption Form
Election of Loan Officer License Exemption Form
Guidelines for Revocation of Financial Institution Officer Licensing Exemption
Revocation of Election of Executive Officer License Exemption
Revocation of Election of Loan Officer License Exemption Form
Legal Resources
NE Statute § 8-139
NE Statute § 21-1770
LB 140 (2017) See §§ 36 and 148
