Guidelines for Exemptions from Financial Institution Officer Licenses
Election of Executive Officer License Exemption Form
Election of Loan Officer License Exemption Form
Guidelines for Revocation of Financial Institution Officer Licensing Exemption
Revocation of Election of Executive Officer License Exemption
Revocation of Election of Loan Officer License Exemption Form
NE Statute § 8-139
NE Statute § 21-1770
LB 140 (2017) See §§ 36 and 148
A review of newly enacted Securities Act of Nebraska rules and their impact on state-registered investment advisers. Participants may attend in person or electronically via webinar. To register, click here to email the Bureau of Securities. Include in the email your name, firm, and whether you will attend in person or via webinar.