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  1. Home

Hurricane Harvey Consumer Alert

  • Read more about Hurricane Harvey Consumer Alert

CONSUMER ALERT

  • Read more about CONSUMER ALERT

Financial Institution Officers

  • Read more about Financial Institution Officers

Financial Institution Officer Exemptions

Forms

Guidelines for Exemptions from Financial Institution Officer Licenses
Election of Executive Officer License Exemption Form
Election of Loan Officer License Exemption Form
Guidelines for Revocation of Financial Institution Officer Licensing Exemption
Revocation of Election of Executive Officer License Exemption
Revocation of Election of Loan Officer License Exemption Form

 

Legal Resources

NE Statute § 8-139
NE Statute § 21-1770
LB 140 (2017) See §§ 36 and 148

 

  • Read more about Financial Institution Officer Exemptions

Investment Adviser Seminar

  • Read more about Investment Adviser Seminar

NDBF Investment Adviser Compliance Seminar

A review of newly enacted Securities Act of Nebraska rules and their impact on state-registered investment advisers. Participants may attend in person or electronically via webinar.  To register, click here to email the Bureau of Securities.  Include in the email your name, firm, and whether you will attend in person or via webinar.

  • Read more about NDBF Investment Adviser Compliance Seminar

Securities Rules Update Announced

  • Read more about Securities Rules Update Announced

Nebraska Requirements for Regulation A Tier 2 Offerings

  • Read more about Nebraska Requirements for Regulation A Tier 2 Offerings

World Elder Abuse Awareness Day

  • Read more about World Elder Abuse Awareness Day

Girls State

  • Read more about Girls State

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PO Box 95006
1526 K St #300
Lincoln, NE 68508

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  • Financial Institutions Division
    (402) 471-2171
  • Bureau of Securities
    (402) 471-3445
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    (877) 471-3445

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