NASAA EFD System Availability for Electronic Filings

NASAA EFD is migrating to a new commercial cloud and website and will not be available January 1-5, 2025. Filings will need to be submitted before midnight ET on December 31, 2024.  Additional information here. Alternatively, you may submit filings payments directly to NDBF during that period. 

Imposter Scams

NDBF Office

           

Are You an Informed Investor?

Will the Real Adviser or Broker Please Stand Up?

Scammers will go to any length to steal your money and personal information, including using technology and publicly available information to impersonate someone else. By taking information from a public database of brokers and investment advisers, a scammer could pretend to be a legitimate investment professional, earn your trust, and steal your identity or convince you to send them money. A little bit of research can prevent you from falling for their schemes. Take the first step in your research by reviewing the PDF below.

 08.29.23 Imposter Scams.pdf