NASAA EFD System Availability for Electronic Filings

NASAA EFD is migrating to a new commercial cloud and website and will not be available January 1-5, 2025. Filings will need to be submitted before midnight ET on December 31, 2024.  Additional information here. Alternatively, you may submit filings payments directly to NDBF during that period. 

Chapters 1 and 15 of Title 48 of the Nebraska Administrative Code have been amended

NDBF Office

Effective June 25, 2011, Chapters 1 and 15 of Title 48 of the Nebraska Administrative Code have been amended. Please ensure you have the most recent version of these Chapters.

Revised Chapter 1 updates the Department address.
Revised Chapter 15 provides for the filing of financial statements and sales reports by certain issuers claiming a transactional exemption from securities registration pursuant to 48 NAC 15 and Neb. Rev. Stat. ยง 8-1111(9). The revisions implement statutory changes enacted in 2010 and apply to issuers who make filings in five consecutive years or who sell in excess of $1 million dollars in securities.