NDBF Staff

Mark Quandahl - Director
Kelly Lammers - Deputy Director, Financial Institutions
Claire McHenry - Deputy Director, Bureau of Securities
Patricia A. Humlicek Herstein - Agency General Counsel

 

Banks, Trust Companies and Credit Unions

Greg Freese - Review Examiner

• Lincoln and Southeast Nebraska Banks

Kent Plummer- Review Examiner

• Credit Unions, Savings & Loan and Western Nebraska Banks

Shannon Van Houten- Review Examiner

Darren Davis- Review Examiner

• Omaha and Northeast Nebraska Banks, Capital Markets

Darcy Bailar - Review Examiner

• Information Systems, Credit Card Banks and Trust Companies

Michael W. McDannel - Financial Institutions Counsel
Kathy Sparks - Administrative Assistant

• Requests for executive officer license applications, director applications, applications and licenses for credit unions, questions regarding pledged securities, and forms for Directors exam and supervisory committee approvals

 

Mortgage Loan Companies and Originators, Sales Finance Companies, Small Loan Companies, Delayed Deposit Services, and Money Transmitters

Scott Peter - Review Examiner

• Mortgage, Installment, DDS and related non-depository institutions

Tag Herbek - Consumer Finance Counsel

• Mortgage Bankers, Mortgage Loan Originator

John E. Jensen - Senior Staff Attorney

•  Money Transmitters

Bobbi Alexander  - Administrative Assistant

• Mortgage bankers and loan originator information

Trish Burtwistle - Paralegal

• Mortgage-Related complaints

Ann Grasmick - Staff Assistant - Non-Depository

 

Bureau of Securities

Claire McHenry - Deputy Director, Bureau of Securities
Thomas Sindelar- Investigation and Compliance Unit Supervisor

• Investigations

Rodney R. Griess - Investigation and Compliance Unit Supervisor

• Investment adviser and broker-dealer licensing, registration and compliance, and citizenship verification

Mike Cameron - Securities Bureau Counsel

Jackie Walter - Securities Examiner Senior

• Investment advisor and broker-dealer examinations

Alfred Berchtold - Securities Examiner Senior

• Investment advisor and broker-dealer examinations

Stevan Vasic - Securities Examiner Senior

• Investment advisor and broker-dealer examinations

Kristi Bish - Securities Analyst

• Securities registrations, loan brokers, business opportunities, and investigations

Ruth Howell - Securities Analyst

• Investment adviser representative and broker-dealer agent licensing, registration and compliance. 

Debbie Yost - Staff Assistant

• Securities exemptions, business opportunities, and franchises

Cherryll Batty - Staff Assistant

• Investment adviser and broker-dealer licensing and citizenship verification 

Lacey Krupicka - Staff Assistant

• Securities registrations and notice filings 

 

Legal Division

Patricia A. Humlicek Herstein - Agency General Counsel
Michael W. McDannel - Financial Institutions Legal Counsel
Mike Cameron - Securities Bureau Counsel
Tag Herbek - Consumer Finance Counsel
John E. Jensen - Senior Staff Attorney
Trish Burtwistle - Paralegal
Cindy Faris - Paralegal
Terri Behl - Administrative Assistant

• Requests for Statements of Policy, Department Rules

Debbie Yost - Staff Assistant

• Violations Reports

 

Administration/Accounting

Margo Sawyer - Business Manager
Gloria Perales - Accountant I
Susie Voecks - Personnel Officer
Julie Foral - Accounting & Receptionist

 

Information Systems

Mike Fabry - IT Supervisor
Steve Covert - Senior Database Developer