Nebraska Financial Innovation Act effective October 1, 2021

Click Here or navigate to it below under Industries => Financial Institutions => Digital Assets for more information.

NDBF Staff

Office Staff

Kelly Lammers - Director
Darcy L. Bailar - Deputy Director, Financial Institutions
Claire McHenry - Deputy Director, Bureau of Securities
Patricia A. Humlicek Herstein - Agency General Counsel

 

Banks, Trust Companies and Credit Unions

Greg Freese - Review Examiner

  • Lincoln and Southeast Nebraska Banks

Shannon Van Houten - Review Examiner

  • Western Nebraska Banks

Darren Davis - Review Examiner

  • Omaha and Northeast Nebraska Banks, Capital Markets, Credit Unions

Vacant - Review Examiner

  • Information Systems, Banks and Trust Companies

Tag Herbek - Financial Institutions Counsel
Kathy Sparks - Administrative Assistant II

  • Requests for executive officer license applications, director applications, applications and licenses for credit unions, questions regarding pledged securities, and forms for Directors exam and supervisory committee approvals

 

Digital Asset Depositories

Vacant - Senior Staff Attorney

 

Mortgage Loan Companies and Originators, Sales Finance Companies, Small Loan Companies, Delayed Deposit Services, and Money Transmitters

Scott Peter - Review Examiner

  • Mortgage, Installment, DDS and related non-depository institutions

William Lawrence - Consumer Finance Counsel

  • Mortgage Bankers, Mortgage Loan Originator

John E. Jensen - Money Transmitter Counsel
Christopher German - Senior Staff Attorney

  • DDS, Installment Sales, Installment Loans

Bobbi Alexander - Non-Depository Licensing Coordinator

  • Mortgage bankers and loan originator information

Susie Hansen - Staff Assistant

  • DDS and non-depository institutions

Ann Divis - Paralegal

  • Mortgage-Related complaints

 

Bureau of Securities

Claire McHenry - Deputy Director, Bureau of Securities
Thomas Sindelar - Investigations Supervisor

  • Investigations

Rodney R.Griess - Registrations and Compliance Supervisor

  • Investment adviser and broker-dealer licensing, registration and compliance, and citizenship verification

Mike Cameron - Securities Bureau Counsel

Samantha Billings - Securities Analyst

  • Securities registrations, loan brokers, business opportunities, and investigations

Christine Cooney - Securities Analyst

  • Investment adviser representative and broker-dealer agent licensing, registration and compliance

Debbie Yost - Senior Securities Administrative Specialist

  • Securities exemptions, business opportunities, and franchises

Cynthia Velazquez - Registration Administrative Specialist

  • Investment adviser and broker-dealer licensing and citizenship verification

Angela Kratzer - Securities Administrative Specialist

  • Securities registrations and notice filings

 

Legal Division

Patricia A. Humlicek Herstein - Agency General Counsel
Tag Herbek - Financial Institutions Counsel
Mike Cameron - Securities Bureau Counsel
William Lawrence - Consumer Finance Counsel
John E. Jensen - Money Transmitter Counsel
Christopher German - Senior Staff Attorney
Cindy Faris - Paralegal
Ann Divis - Paralegal
Sandra Blumanhourst - Executive Assistant
Debbie Yost - Senior Securities Administrative Specialist

 

Administration/Accounting

Margo Sawyer - Business Manager
Julie Foral - Accounting & Receptionist
Grace Rittenburg - Accounting and Records Specialist

 

Agency Technology

Mike Fabry - Agency Chief Information Technology Officer
Steve Covert - Senior Database Developer
Vacant - Data and Visualizations Specialist

Field Examination Staff

Omaha Examiners

Jim McTygue - Supervising Examiner
Cassidy Stork
Max Cameron
Brittany Jackson
Jordan Taylor
Asher Hilton

 

Kearney Examiners

Mike Miller - Supervising Examiner
Rhonda Johnson
Taylor Simmerman
Corey Lienemann
Tyler Mestl
Adam Starr

 

Lincoln Examiners

Brian Nielsen - Supervising Examiner
Alex Thorson
Ben Kiolbasa
Conna Wiese
Henry Gonzalez
Whittney Baggs
Austin Malone

 

Examiner Specialist

Michelle Lindner - Accounting Specialist
Jaunita Koerner - BSA Examiner Specialist
Rachel Newell - IT Examiner Specialist
Ted Hall - Trust Examiner Specialist
Jose Salinas - Capital Markets Examiner Specialist

 

Non-Depository Examiners

Jeff L. Peterson
Brian Simpson
Grant Dittman
Kylee Adams

 

Securities Examiners

Jackie Walter - Securities Examiner Senior
Alfred Berchtold - Securities Examiner Senior
Vacant - Securities Examiner Senior