Nebraska Department of Banking and Finance

NDBF Staff

Office Staff

Mark Quandahl - Director
Kelly Lammers - Deputy Director, Financial Institutions
Claire McHenry - Deputy Director, Bureau of Securities
Patricia A. Humlicek Herstein - Agency General Counsel

 

Banks, Trust Companies, Credit Unions, and Savings & Loans

Greg Freese - Review Examiner

  • Lincoln and Southeast Nebraska Banks

Kent Plummer - Review Examiner

  • Credit Unions, Savings & Loan and Western Nebraska Banks

Nick Lenzen - Review Examiner

  • Omaha and Northeast Nebraska Banks

Darcy Bailar - Review Examiner

  • Information Systems, Credit Card Banks and Trust Companies

Michael W. McDannel - Financial Institutions Counsel
Kathy Sparks - Administrative Assistant

  • Requests for executive officer license applications, director applications, applications and licenses for credit unions, questions regarding pledged securities, and forms for Directors exam and supervisory committee approvals

 

Mortgage Loan Companies and Originators, Sales Finance Companies, Small Loan Companies, Delayed Deposit Services, and Money Transmitters

Morgan Lorenzen - Consumer Finance Counsel
Tag Herbek - Senior Staff Attorney

  • Mortgage Bankers, Mortgage Loan Originators

Kate GatewoodStaff Attorney

  • Sales Finance, Small Loan Companies and Delayed Deposit Services

Bobbi Alexander  - Administrative Assistant

  • Mortgage bankers and loan originator information

Trish Burtwistle - Paralegal

  • Mortgage-Related complaints

Alex Rouse - Staff Assistant

  • Requests for applications and licenses for sales finance companies, small loans and DDS

 

Bureau of Securities

Claire McHenry - Deputy Director, Bureau of Securities
Thomas Sindelar- Investigation and Compliance Unit Supervisor

  • Investigations

Rodney R. Griess - Investigation and Compliance Unit Supervisor

  • Investment adviser and broker-dealer licensing, registration and compliance, and citizenship verification

Mike Cameron - Securities Bureau Counsel

Morgen Lorenzen – Consumer Finance Counsel

  • Securities exemptions

Jackie Walter - Securities Examiner Senior

  • Investment advisor and broker-dealer examinations

Alfred Berchtold - Securities Examiner Senior

  • Investment advisor and broker-dealer examinations

Cathy Jones - Securities Analyst II

  • Securities registrations, loan brokers, business opportunities, and investigations

Stevan Vasic - Securities Analyst II

  • Investment adviser and broker-dealer licensing and complaints

Debbie Yost - Staff Assistant II

  • Securities exemptions, business opportunities, and franchises

Cherryll Batty - Staff Assistant I

  • Investment adviser and broker-dealer licensing and citizenship verification 

Brittany Ebaugh - Staff Assistant I

  • Securities registrations and notice filings 

 

Legal Division

Patricia A. Humlicek Herstein - Agency General Counsel
Michael W. McDannel - Financial Institutions Legal Counsel
Mike Cameron - Securities Bureau Counsel
Morgan Lorenzen - Consumer Finance Counsel
Tag Herbek - Senior Staff Attorney
Kate Gatewood - Staff Attorney
Trish Burtwistle - Paralegal
Cindy Faris - Paralegal
Terri Behl - Administrative Assistant

  • Requests for Statements of Policy, Department Rules

Debbie Yost - Staff Assistant

  • Violations Reports

 

Administration/Accounting

Margo Sawyer - Business Manager
Jill Hobbie - Human Resources Manager
Susie Voecks - Personnel Officer
Julie Foral - Accounting & Receptionist

 

Information Systems

Mike Fabry - IT Supervisor
Steve Covert - Senior Database Developer
James Wassinger - Senior Infrastructure Support Analyst
Joe Velasquez - Infrastructure Support Analyst

Field Examination Staff

Omaha Examiners

Jim McTygue - Supervising Examiner
Chelsea Hayes
Jose Salinas
Josh West-Lesher
Elijah Vosler
Shannon Van Houten
Patrina Herring 
Cassidy Stork

 

Kearney Examiners

Mike Miller - Supervising Examiner
Michelle Lindner
Perry Neill
Rhonda Johnson
Taylor Copp
Matthew VanPelt

 

Lincoln Examiners

Mike Cornelius - Supervising Examiner
Brian Nielsen
Chris Malsam
Dan Schepers
Emily Calvert
Alexis Fudge
Jeff L. Peterson

 

Securities Examiners

Jackie Walter - Securities Examiner Senior

Alfred Berchtold - Securities Examiner Senior 

 

BSA Examiner Specialist

Jaunita Koerner

 

Installment Loan, Credit Union, Delayed Deposit Services, and Mortgage Loan Examiners

Scott Peter
John Pohlen

 

IT Examiner Specialist

Rachel Newell

 

Trust Examiner Specialist

Ted Hall

 

Capital Markets Examiner Specialist

Darren Davis