NDBF Staff

Mark Quandahl - Director
Kelly Lammers - Deputy Director, Financial Institutions
Claire McHenry - Deputy Director, Bureau of Securities
Patricia A. Humlicek Herstein - Agency General Counsel

 

Banks, Trust Companies and Credit Unions

Greg Freese - Review Examiner

• Lincoln and Southeast Nebraska Banks

Shannon Van Houten- Review Examiner

• Western Nebraska Banks

Darren Davis- Review Examiner

• Omaha and Northeast Nebraska Banks, Capital Markets, Credit Unions

Darcy Bailar - Review Examiner

• Information Systems, Banks and Trust Companies

Michael W. McDannel - Financial Institutions Counsel
Kathy Sparks - Administrative Assistant II

• Requests for executive officer license applications, director applications, applications and licenses for credit unions, questions regarding pledged securities, and forms for Directors exam and supervisory committee approvals

 

Mortgage Loan Companies and Originators, Sales Finance Companies, Small Loan Companies, Delayed Deposit Services, and Money Transmitters

Scott Peter - Review Examiner

• Mortgage, Installment, DDS and related non-depository institutions

Tag Herbek - Consumer Finance Counsel

• Mortgage Bankers, Mortgage Loan Originator

John E. Jensen - Senior Staff Attorney

• Money Transmitters

Kelly Tollefsen – Staff Attorney

• DDS, Installment Sales, Installment Loans

Bobbi Alexander  - Non-Depository Licensing Coordinator

• Mortgage bankers and loan originator information

Susie Hansen - Staff Assistant

• DDS and non-depository institutions

Ann Divis - Paralegal

• Mortgage-Related complaints

 

Bureau of Securities

Claire McHenry - Deputy Director, Bureau of Securities
Thomas Sindelar- Investigations Supervisor

• Investigations  

Rodney R.Griess- Registrations and Compliance Supervisor

• Investment adviser and broker-dealer licensing, registration and compliance, and citizenship verification  

Mike Cameron - Securities Bureau Counsel

Jackie Walter - Securities Examiner Senior

• Investment advisor and broker-dealer examinations

Alfred Berchtold - Securities Examiner Senior

• Investment advisor and broker-dealer examinations

Stevan Vasic - Securities Examiner Senior

• Investment advisor and broker-dealer examinations

Kristi Bish - Securities Analyst

• Securities registrations, loan brokers, business opportunities, and investigations

Christine Cooney - Securities Analyst

• Investment adviser representative and broker-dealer agent licensing, registration and compliance. 

Debbie Yost - Senior Securities Administrative Specialist

• Securities exemptions, business opportunities, and franchises

Jeff Grieser- Registration Specialist

• Investment adviser and broker-dealer licensing and citizenship verification

Lacey Krupicka - Securities Administrative Specialist

• Securities registrations and notice filings 

 

Legal Division

Patricia A. Humlicek Herstein - Agency General Counsel
Michael W. McDannel - Financial Institutions Legal Counsel
Mike Cameron - Securities Bureau Counsel
Tag Herbek - Consumer Finance Counsel
John E. Jensen - Senior Staff Attorney
Kelly Tollefsen – Staff Attorney
Cindy Faris – Paralegal
Ann Divis – Paralegal

Dallandyshe Shala - Administrative Assistant

• Requests for Statements of Policy, Department Rules

Debbie Yost - Senior Securities Administrative Specialist

• Violations Reports

 

Administration/Accounting

Margo Sawyer - Business Manager
Gloria Perales - Accountant I
Susie Voecks - Personnel Officer
Julie Foral - Accounting & Receptionist

 

Information Systems

Mike Fabry - IT Supervisor
Steve Covert - Senior Database Developer
Shailaja Chivkula – IT Business Systems Analyst/IT Reporting/Data Analyst