NDBF Staff

Kelly Lammers - Director
Darcy L. Bailar- Deputy Director, Financial Institutions
Claire McHenry - Deputy Director, Bureau of Securities
Patricia A. Humlicek Herstein - Agency General Counsel

 

Banks, Trust Companies and Credit Unions

Greg Freese - Review Examiner

• Lincoln and Southeast Nebraska Banks

Shannon Van Houten- Review Examiner

• Western Nebraska Banks

Darren Davis- Review Examiner

• Omaha and Northeast Nebraska Banks, Capital Markets, Credit Unions

Vacant - Review Examiner

• Information Systems, Banks and Trust Companies

Tag Herbek - Financial Institutions Counsel
Kathy Sparks - Administrative Assistant II

• Requests for executive officer license applications, director applications, applications and licenses for credit unions, questions regarding pledged securities, and forms for Directors exam and supervisory committee approvals

 

Mortgage Loan Companies and Originators, Sales Finance Companies, Small Loan Companies, Delayed Deposit Services, and Money Transmitters

Scott Peter - Review Examiner

• Mortgage, Installment, DDS and related non-depository institutions

William Lawrence - Consumer Finance Counsel

• Mortgage Bankers, Mortgage Loan Originator

John E. Jensen - Money Transmitter Counsel

Christopher German - Senior Staff Attorney

• DDS, Installment Sales, Installment Loans

Bobbi Alexander  - Non-Depository Licensing Coordinator

• Mortgage bankers and loan originator information

Susie Hansen - Staff Assistant

• DDS and non-depository institutions

Ann Divis - Paralegal

• Mortgage-Related complaints

 

Bureau of Securities

Claire McHenry - Deputy Director, Bureau of Securities
Thomas Sindelar- Investigations Supervisor

• Investigations  

Rodney R.Griess- Registrations and Compliance Supervisor

• Investment adviser and broker-dealer licensing, registration and compliance, and citizenship verification  

Mike Cameron - Securities Bureau Counsel

Jackie Walter - Securities Examiner Senior
Alfred Berchtold - Securities Examiner Senior
Stevan Vasic - Securities Examiner Senior

• Investment advisor and broker-dealer examinations

Samantha Billings - Securities Analyst

• Securities registrations, loan brokers, business opportunities, and investigations

Christine Cooney - Securities Analyst

• Investment adviser representative and broker-dealer agent licensing, registration and compliance. 

Debbie Yost - Senior Securities Administrative Specialist

• Securities exemptions, business opportunities, and franchises

• Investment adviser and broker-dealer licensing and citizenship verification

Angela Burchess - Securities Administrative Specialist

• Securities registrations and notice filings 

 

Legal Division

Patricia A. Humlicek Herstein - Agency General Counsel
Tag Herbek - Financial Institutions Counsel
Mike Cameron - Securities Bureau Counsel
William Lawrence - Consumer Finance Counsel
John E. Jensen - Money Transmitter Counsel
Christopher German-  Senior Staff Attorney
Cindy Faris – Paralegal
Ann Divis – Paralegal
Sandra Blumanhourst - Executive Assistant
Debbie Yost - Senior Securities Administrative Specialist

 

Administration/Accounting

Margo Sawyer - Business Manager
Julie Foral - Accounting & Receptionist
Grace Rittenburg - Accounting and Records Specialist

 

Information Systems

Mike Fabry - Agency Chief Information Technology Officer
Steve Covert - Senior Database Developer
Vacant - IT Reporting/Data Analyst