NDBF Staff

Kelly Lammers - Director
Darcy L. Bailar - Deputy Director, Financial Institutions
Claire McHenry - Deputy Director, Bureau of Securities
Patricia A. Humlicek Herstein - Agency General Counsel

 

Banks, Trust Companies and Credit Unions

Brody Focken - Review Examiner

• Lincoln and Southeast Nebraska Banks

Shannon Van Houten - Review Examiner

• Western Nebraska Banks

Darren Davis - Review Examiner

• Omaha and Northeast Nebraska Banks, Capital Markets, Credit Unions

Vacant - Review Examiner

• Information Systems, Banks and Trust Companies

Tag Herbek - Financial Institutions Counsel
Kathy Sparks - Administrative Assistant II

• Requests for executive officer license applications, director applications, applications and licenses for credit unions, questions regarding pledged securities, and forms for Directors exam and supervisory committee approvals

 

Digital Asset Depositories

Thomas Vergith - Senior Staff Attorney
Vacant - Digital Assets Administrative Assistant

 

Mortgage Loan Companies and Originators, Sales Finance Companies, Small Loan Companies, Delayed Deposit Services, and Money Transmitters

Scott Peter - Review Examiner

• Mortgage, Installment, DDS and related non-depository institutions

William Lawrence - Consumer Finance Counsel

• Mortgage Bankers, Mortgage Loan Originator

Christopher German - Money Transmitter Counsel
Vacant - Senior Staff Attorney

• DDS, Installment Sales, Installment Loans

Vacant - Non-Depository Licensing Coordinator

• Mortgage bankers and loan originator information

Susie Hansen - Staff Assistant

• DDS and non-depository institutions

Ann Divis - Paralegal

• Mortgage-Related complaints

 

Bureau of Securities

Claire McHenry - Deputy Director, Bureau of Securities
Thomas Sindelar - Investigations Supervisor

• Investigations

Rodney R. Griess - Registrations and Compliance Supervisor

• Investment adviser and broker-dealer licensing, registration and compliance, and citizenship verification

Mike Cameron - Securities Bureau Counsel

Samantha Billings - Securities Analyst

• Securities registrations, loan brokers, business opportunities, and investigations

Vacant - Securities Analyst

• Investment adviser representative and broker-dealer agent licensing, registration and compliance

Debbie Yost - Senior Securities Administrative Specialist

• Securities exemptions, business opportunities, and franchises

Vacant - Registration Administrative Specialist

• Investment adviser and broker-dealer licensing and citizenship verification

Angela Kratzer - Securities Administrative Specialist

• Securities registrations and notice filings

 

Legal Division

Patricia A. Humlicek Herstein - Agency General Counsel
Tag Herbek - Financial Institutions Counsel
Mike Cameron - Securities Bureau Counsel
William Lawrence - Consumer Finance Counsel
Christopher German- Money Transmitter Counsel
Vacant - Senior Staff Attorney
Thomas Vergith - Senior Staff Attorney
Cindy Faris - Paralegal
Ann Divis - Paralegal
Sandra Blumanhourst - Executive Assistant
Debbie Yost - Senior Securities Administrative Specialist

 

Administration/Accounting

Margo Sawyer - Business Manager
Julie Foral - Accounting & Receptionist
Grace Rittenburg - Accounting and Records Specialist

 

Agency Technology

Mike Fabry - Agency Chief Information Technology Officer
Steve Covert - Senior Database Developer
Eric Carlson - Data and Visualization Specialist