NASAA EFD System Availability for Electronic Filings

NASAA EFD is migrating to a new commercial cloud and website and will not be available January 1-5, 2025. Filings will need to be submitted before midnight ET on December 31, 2024.  Additional information here. Alternatively, you may submit filings payments directly to NDBF during that period. 

RENEWALS 2024

NDBF Office

NDBF REMINDS INVESTMENT ADVISERS, BROKER-DEALERS OF DECEMBER 31, 2023 RENEWAL DEADLINE November 1, 2023 (LINCOLN, NEB.) — The Nebraska Department of Banking and Finance ("NDBF") reminds state-registered investment advisers, broker-dealers, and their agents and representatives that registrations in Nebraska expire on December 31, 2023. Firms will need to assemble required documentation and review filings to ensure all information is accurate and up-to-date. Failure to submit supplements or provide required information by the appropriate deadline will result in the termination of the registration on January 1, 2024.