NASAA EFD System Availability for Electronic Filings

NASAA EFD is migrating to a new commercial cloud and website and will not be available January 1-5, 2025. Filings will need to be submitted before midnight ET on December 31, 2024.  Additional information here. Alternatively, you may submit filings payments directly to NDBF during that period. 

Informed Investor Advisory

NDBF Office

Are You an Informed Investor?

Other People's Money Investment Scams

Securities regulators have seen a rise in schemes where scammers target victims with the promise of making big returns by trading “other people’s money.” This frequently occurs online, with the scammer posting an investment opportunity on a social media platform or reaching out to unwitting recipients via a messaging application (such as WhatsApp). Investors should be cautious when approached with unsolicited investment opportunities. Learn more in the PDF below.

Informed Investor Advisory