Important Notification! - NDBF Securities Citizenship Verification Process Update

Effective December 2018, a new portal will be available for Investment Advisers and Broker-Dealers to submit information for the citizenship verification process.  Information about the new portal can be found here.

NDBF Staff

Office Staff

Mark Quandahl - Director
Kelly Lammers - Deputy Director, Financial Institutions
Claire McHenry - Deputy Director, Bureau of Securities
Patricia A. Humlicek Herstein - Agency General Counsel

 

Banks, Trust Companies and Credit Unions

Greg Freese - Review Examiner

  • Lincoln and Southeast Nebraska Banks

Shannon Van Houten- Review Examiner

  • Western Nebraska Banks

Darren Davis- Review Examiner

  • Omaha and Northeast Nebraska Banks, Capital Markets, Credit Unions

Darcy Bailar - Review Examiner

  • Information Systems, Banks and Trust Companies

Michael W. McDannel - Financial Institutions Counsel
Kathy Sparks - Administrative Assistant II

  • Requests for executive officer license applications, director applications, applications and licenses for credit unions, questions regarding pledged securities, and forms for Directors exam and supervisory committee approvals

 

Mortgage Loan Companies and Originators, Sales Finance Companies, Small Loan Companies, Delayed Deposit Services, and Money Transmitters

Scott Peter - Review Examiner

  • Mortgage, Installment, DDS and related non-depository institutions

Tag Herbek - Consumer Finance Counsel

  • Mortgage Bankers, Mortgage Loan Originator

John E. Jensen - Senior Staff Attorney

  • Money Transmitters

Kelly Tollefsen – Staff Attorney

  • DDS, Installment Sales, Installment Loans

Bobbi Alexander  - Non-Depository Licensing Coordinator

  • Mortgage bankers and loan originator information

Ann Divis - Paralegal

  • Mortgage-Related complaints

Ardene Mendenhall- Staff Assistant - Non-Depository

 

Bureau of Securities

Claire McHenry - Deputy Director, Bureau of Securities
Thomas Sindelar- Investigation and Compliance Unit Supervisor

  • Investigations  

Rodney R.Griess- Investigation and Compliance Unit Supervisor

  • Investment adviser and broker-dealer licensing, registration and compliance, and citizenship verification  

Mike Cameron - Securities Bureau Counsel

Jackie Walter - Securities Examiner Senior

  • Investment advisor and broker-dealer examinations

Alfred Berchtold - Securities Examiner Senior

  • Investment advisor and broker-dealer examinations

Stevan Vasic - Securities Examiner Senior

  • Investment advisor and broker-dealer examinations

Kristi Bish - Securities Analyst

  • Securities registrations, loan brokers, business opportunities, and investigations

Christine Cooney - Securities Analyst

  • Investment adviser representative and broker-dealer agent licensing, registration and compliance. 

Debbie Yost - Staff Assistant

  • Securities exemptions, business opportunities, and franchises

Vacant - Staff Assistant

  • Investment adviser and broker-dealer licensing and citizenship verification

Lacey Krupicka - Administrative Assistant

  • Securities registrations and notice filings 

 

Legal Division

Patricia A. Humlicek Herstein - Agency General Counsel
Michael W. McDannel - Financial Institutions Legal Counsel
Mike Cameron - Securities Bureau Counsel
Tag Herbek - Consumer Finance Counsel
John E. Jensen - Senior Staff Attorney
Kelly Tollefsen – Staff Attorney
Cindy Faris – Paralegal
Ann Divis – Paralegal

Terri Behl - Administrative Assistant

  • Requests for Statements of Policy, Department Rules

Debbie Yost - Staff Assistant II

  • Violations Reports

 

Administration/Accounting

Margo Sawyer - Business Manager
Gloria Perales - Accountant I
Susie Voecks - Personnel Officer
Julie Foral - Accounting & Receptionist

 

Information Systems

Mike Fabry - IT Supervisor
Steve Covert - Senior Database Developer
Shailaja Chivkula – IT Business Systems Analyst/IT Reporting/Data Analyst

 

 

Field Examination Staff

Omaha Examiners

Jim McTygue - Supervising Examiner
Jose Salinas
Josh West-Lesher
Elijah Vosler
Patrina Herring 
Cassidy Stork
Max Cameron
Brittany Jackson

 

Kearney Examiners

Mike Miller - Supervising Examiner
Perry Neill
Rhonda Johnson
Taylor Copp
Lincoln Mohler
Corey Lienemann

 

Lincoln Examiners

Mike Cornelius - Supervising Examiner
Brian Nielsen
Chris Malsam
Dan Schepers
Alex Thorson
Matt Vanpelt
Julia Kruger
Brody Focken

 

Examiner Specialist

Michelle Lindner- Accounting Specialist
Jaunita Koerner - BSA Examiner Specialist
Rachel Newell - IT Examiner Specialist
Ted Hall - Trust Examiner Specialist

 

Installment Loan, Delayed Deposit Services, and Mortgage Loan Examiners

Jeff L. Peterson
Brian Simpson
Matt Whitmore

 

Securities Examiners

Jackie Walter
Stevan Vasic
Alfred Berchtold