Nebraska Department of Banking and Finance

NDBF Investment Adviser Compliance Seminar

Event Location: 
Training Room - Basement Level, 1526 K Street, Lincoln, NE 68508
Event Date: 
Thursday, August 17, 2017 - 2:00pm to 3:30pm

A review of newly enacted Securities Act of Nebraska rules and their impact on state-registered investment advisers. Participants may attend in person or electronically via webinar.  To register, click here to email the Bureau of Securities.  Include in the email your name, firm, and whether you will attend in person or via webinar.