Important Notification! - NDBF Securities Citizenship Verification Process Update

Effective December 2018, a new portal will be available for Investment Advisers and Broker-Dealers to submit information for the citizenship verification process.  Information about the new portal can be found here.

2018 Current Regulatory Compliance & Litigation Issues for Banking and Financial Services Professionals

Event Location: 
Event Date: 
Thursday, December 13, 2018 - 12:00pm to 1:00pm

Director Mark Quandahl and Deputies Claire McHenry and Kelly Lammers will be speaking at this conference hosted by Kutak Rock LLP.